Case Study Five: SOX Compliance, SEC Audit Expertise for a Real Estate Management Company

Details

An SEC registered real estate public company with revenue of approximately $23 million in revenue required outsourced internal auditing expertise to handle all compliance and internal control requirements. The company had limited accounting personnel and was interested in best practices in implementing COSO and control monitoring solutions.

We were engaged to Provide outsourced internal control consulting services for Sarbanes Oxley (SOX) compliance.

We successfully implemented COSO and SOX requirements. Management was able to adopt a risk-based approach to efficiently utilize limited resources and implement entity level controls that enhanced the Company’s operations and management efforts. The Audit Committee of the Board of Directors continue to receive clear and concise updates on a regular basis and expanded our role to assist with SEC reporting, special accounting improvement projects, and accounting operations.