Case Study Seven: SOC 1 & SOC 2 Audit Leadership & Preparation

SOC Audit Execution & Readiness

Details

Service organizations, including managed service providers (MSPs), required SOC 1 and SOC 2 reports to meet customer, regulatory, and operational assurance requirements, often needing guidance through initial adoption and ongoing compliance.

Engaged to plan and perform SOC 1 and SOC 2 audits in accordance with AICPA standards, including first-time readiness support and ongoing annual audit execution.

• Successfully delivered SOC 1 and SOC 2 audits for multiple service organizations since 2012
• Guided clients through first-time SOC readiness and initial audit adoption
• Supported implementation of control frameworks and ongoing monitoring for SOC 2 Type 2 compliance
• Enhanced governance, risk management, and control standardization across client environments
• Enabled clients to meet customer and regulatory assurance requirements

Maintained consistent AICPA peer review rating of “pass” for audit quality since inception